| Read Time: 2 minutes | Stifel Nicolaus Complaints |

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. You may discover information about a person’s background, including previous employment history, regulatory disciplinary hearings, and consumer complaints, among other things, on a variety of sites.

We will do everything we can to answer any questions you may have regarding Christopher Brennan and your investment losses.


Christopher Brennan Of Stifel, Nicolaus & Company, Incorporated And Formerly With B.C. Ziegler and Company Has A Customer Complaint For Alleged Broker Misconduct

Who is Christopher Brennan of Stifel, Nicolaus & Company, Incorporated?

Christopher Brennan (CRD #4120361) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Brookfield, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Christopher Brennan was associated with B.C. Ziegler and Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Christopher Brennan Customer Complaint

Christopher Brennan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Brennan breached a fiduciary duty by not disclosing to customer the sales of multiple securities in connection with rebalancing of portfolio might not be executed until the following business day. Christopher Brennan’s customer complaint was denied and, to date, the customer has not taken any further action. 

Christopher Brennan Red Flags & Your Rights As An Investor

Of course, Christopher Brennan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Brennan at Stifel, Nicolaus & Company, Incorporated and B.C. Ziegler and Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Brennan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and B.C. Ziegler and Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Christopher Brennan

If you have questions about Stifel, Nicolaus & Company, Incorporated, B.C. Ziegler and Company, and/or Christopher Brennan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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