| Read Time: 2 minutes | First Allied Securities Complaints |

It’s critical that everyone understand as much as they can about the people with whom they entrust their money. You may find out a lot of information about a person’s background by consulting various resources, including past employment history, regulatory enforcement actions, and consumer complaints.

If you have questions regarding Christopher Braccia or your investment losses, please contact us. We’ll do everything possible to answer your queries.


Christopher Braccia Of First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Braccia of First Allied Securities, Inc.?

Christopher Braccia (CRD #3273855) who is currently registered with First Allied Securities, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Braccia Customer Complaints

Christopher Braccia has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Braccia’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Christopher Braccia’s current employer First Allied Securities, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Christopher Braccia

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Overconcentration of assets and unsuitable risky securities investments that were misrepresented and breach of fiduciary duty.
  • Breach of fiduciary duty, negligence, and unsuitable investment recommendations related to real estate securities.

Christopher Braccia Red Flags & Your Rights As An Investor

Of course, Christopher Braccia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Braccia at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Braccia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Christopher Braccia

If you have questions about First Allied Securities, Inc.and/or Christopher Braccia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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