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As a client, you place your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the individual who will be investing your cash. This data might assist you in determining whether or not to work with a particular broker.

We might be able to assist you in addressing any concerns or issues you have if you believe Christopher Black has caused you financial damage.


Christopher Black Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Black of UBS Financial Services Inc.?

Christopher Black (CRD #2186558) who is currently registered with UBS Financial Services Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Black Customer Complaints

Christopher Black has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Black’s 4 customer complaints resulted in an Award in favor of investor. One of Christopher Black’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 2 pending customer complaints filed against Christopher Black’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct.

Allegations Against Christopher Black

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Fraud, unsuitable investment recommendations, breach of fiduciary duty, negligence, and violation of federal and Louisiana securities laws resulting in an arbitration award in the amount of $133,000 plus attorney’s fees and interest.
  • Unsuitable investment recommendation of complex, illiquid and long-term investment in hedge funds.
  • Unsuitable investment recommendations and misrepresentation with respect to an options overlay strategy, hedge funds, structured notes, and private equity funds. Unsuitable investment recommendation of an options overlay strategy.

Christopher Black Red Flags & Your Rights As An Investor

Of course, Christopher Black did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Black at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Black has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Christopher Black

If you have questions about UBS Financial Services Inc. and/or Christopher Black and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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