DID CHRISTINE A. KELLEY CAUSE YOU INVESTMENT LOSSES?
Christine Kelley Of Merrill Lynch Pierce Fenner & Smith And Formerly With CapFinancial Securities, CapTrust And Fidelity Personal And Workplace Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Christine Kelley of Merrill Lynch Pierce Fenner & Smith?
Christine Kelley (CRD #5899366) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Christine Kelley was associated with CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Christine Kelley Customer Complaint
Christine Kelley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and an unauthorized liquidation of funds from a joint account. Christine Kelley’s customer complaint was denied and, to date, the customer has not taken any further action.
Christine Kelley Red Flags & Your Rights As An Investor
Of course, Christine Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christine Kelley at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors on alert to review carefully the activity and performance of their accounts and question whether Christine Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christine Kelley
If you have questions about Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors, and/or Christine Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.