| Read Time: 2 minutes | UBS Financial Services Complaints |

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to discover everything there is to know about the individual handling your cash. This data might assist you in determining whether or not to work with a particular broker.

We may be able to assist you in addressing any concerns or problems you have if you believe Chris Billingsley has caused you financial harm.


Chris Billingsley Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Chris Billingsley of UBS Financial Services Inc.?

Chris Billingsley (CRD #2947603) who is currently registered with UBS Financial Services Inc. and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Chris Billingsley Customer Complaints

Chris Billingsley has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Two of Chris Billingsley’s 4 customer complaints were settled in favor of investors. Two of Chris Billingsley’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Chris Billingsley

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Failure to follow client’s instructions with respect to wrap the account
  • Misrepresentations and omissions of material fact related to fees to be charged.

Chris Billingsley Red Flags & Your Rights As An Investor

Of course, Chris Billingsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Billingsley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Chris Billingsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Chris Billingsley

If you have questions about UBS Financial Services Inc. and/or Chris Billingsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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