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Cheryl Richardson Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Cheryl Richardson of MML Investors Services, LLC?

Cheryl Richardson

Cheryl Richardson (CRD #1807190) who is currently registered as a broker with MML Investors Services, LLC and located in Freeport, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Cheryl Richardson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Cheryl Richardson Customer Complaints

Cheryl Richardson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MML Investors Services for Cheryl Richardson’s alleged misconduct in favor of the investors. The other customer dispute was denied by the brokerage firm and the investor took no further action.

Allegations Against Cheryl Richardson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Improper sale of variable annuity contract customer.
  • Breach of fiduciary duty by allowing unauthorized withdrawals from client’s brokerage account.
  • Bait and switch with respect to variable annuity contract and illustrated versus the one sold to customer.

Cheryl Richardson Red Flags & Your Rights As An Investor

Of course, Cheryl Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Richardson at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cheryl Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cheryl Richardson

If you have questions about MML Investors Services, LLC and/or Cheryl Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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