| Read Time: 2 minutes | LPL Financial Complaints |

It’s critical that everyone understand everything there is to know about the people with whom they entrust their money. There are many places where you may learn more about someone’s background, such as past employment history, regulatory disciplinary actions, and consumer complaints.

If you have any questions about Cheryl Marquez or investment losses you’ve incurred, please contact us. We’ll do everything we can to address your concerns.

DID CHERYL LYNN MARQUEZ CAUSE YOU INVESTMENT LOSSES?

Cheryl Marquez Of LPL Financial LLC And Formerly With Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Cheryl Marquez of LPL Financial LLC?

Cheryl Marquez (CRD #1903735) who is currently registered with LPL Financial LLC and located in Campbell, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cheryl Marquez was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cheryl Marquez Customer Complaints

Cheryl Marquez has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Cheryl Marquez’s customer complaints was denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Cheryl Marquez’s former employer Waddell & Reed for investment losses caused by the alleged misconduct.

Allegations Against Cheryl Marquez

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Failure to liquidate mutual fund investment.
  • Failure to liquidate fixed income funds.

Cheryl Marquez Red Flags & Your Rights As An Investor

Of course, Cheryl Marquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Marquez at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Cheryl Marquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cheryl Marquez

If you have questions about LPL Financial LLC, Waddell & Reed, and/or Cheryl Marquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...