As a client, you put your money in the hands of a broker whom you can trust. This is why it’s critical to learn everything there is to know about the person investing your money. Such information may assist you in determining whether or not to work with a particular broker.
If you believe Charles Salfity has caused you financial harm, we may be able to assist you in resolving any problems or concerns that you have.
DID CHARLES GEORGE SALFITY CAUSE YOU INVESTMENT LOSSES?
Charles Salfity Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Charles Salfity of LPL Financial LLC?
Charles Salfity (CRD #864756) who is currently registered with LPL Financial LLC and located in Manhattan Beach, California is a subject of one of our many securities industry sales practice abuse investigations.
Charles Salfity Customer Complaint
Charles Salfity has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation a variable annuity. Charles Salfity’s customer complaint was denied and, to date, the customer has not taken any further action.
Charles Salfity Red Flags & Your Rights As An Investor
Of course, Charles Salfity did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Salfity at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Salfity has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Charles Salfity
If you have questions about LPL Financial LLC and/or Charles Salfity and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.