As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. You may learn a lot of information about someone’s background by going online, including past employment history, regulatory administrative proceedings, and consumer complaints.
Such important details might cause you to wonder about Charles Lawson and any money you may have lost. We’ll do everything we can to answer any questions you have.
DID CHARLES DAVID LAWSON CAUSE YOU INVESTMENT LOSSES?
Charles Lawson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Charles Lawson of UBS Financial Services Inc.?
Charles Lawson (CRD #5452641) who is currently registered with UBS Financial Services Inc. and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.
Charles Lawson Customer Complaint
Charles Lawson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Charles Lawson failed to disclose to customer that his investment was be callable. Charles Lawson’s customer complaint was settled in favor of the investor.
Charles Lawson Red Flags & Your Rights As An Investor
Of course, Charles Lawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lawson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Lawson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Charles Lawson
If you have questions about UBS Financial Services Inc. and/or Charles Lawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.