As a client, you place your funds in the hands of a broker that you can trust. As a result, it’s critical to have all the details about the individual investing your money. These details might assist you in determining whether or not to deal with a certain broker.
If you believe Charles Lanzillotto has caused you financial losses, we may be able to assist you in resolving any concerns or issues you have.
DID CHARLES LANZILLOTTO CAUSE YOU INVESTMENT LOSSES?
Charles Lanzillotto Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Charles Lanzillotto formerly with Wells Fargo Clearing Services, LLC?
Charles Lanzillotto (CRD #2904532) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Charles Lanzillotto Customer Complaints
Charles Lanzillotto has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Lanzillotto’s customer complaints were settled in favor of investors.
Allegations Against Charles Lanzillotto
A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:
- Failure to follow client’s instructions and liquidate assets. Unsuitable investment recommendations, failure to diversify an excessive use of margin in account.
Charles Lanzillotto Red Flags & Your Rights As An Investor
Of course, Charles Lanzillotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lanzillotto at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Lanzillotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Lanzillotto
If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Lanzillotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...