It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a number of sources where you can learn more about someone’s background, including past job experience, regulatory administrative actions, and consumer complaints.
We will do everything we can to address any concerns you may have about Charles Harris and the financial losses you incurred.
DID CHARLES EUGENE HARRIS CAUSE YOU INVESTMENT LOSSES?
Charles Harris Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Charles Harris formerly with Edward Jones?
Charles Harris (CRD #1811807) who was formerly registered with Edward Jones and located in Huntington, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
Charles Harris Customer Complaint
Charles Harris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Harris failed to recharacterize an IRA account resulting in tax penalties. Charles Harris’ customer complaint was settled in favor of the investors.
Charles Harris Red Flags & Your Rights As An Investor
Of course, Charles Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Harris at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Harris
If you have questions about Edward Jones and/or Charles Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.