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Charles Capilets Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Charles Capilets of Equitable Advisors?

Charles Capilets (CRD #2610269) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations.

Charles Capilets Customer Complaint

Charles Capilets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not made fully aware of the fees associated with an additional unsolicited contribution to his Life insurance policy. Charles Capilets’ customer complaint was settled in favor of the investors.

Charles Capilets Red Flags & Your Rights As An Investor

Of course, Charles Capilets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Capilets at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Charles Capilets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Charles Capilets

If you have questions about Equitable Advisors and/or Charles Capilets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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