It’s critical for everyone to understand as much about the people with whom they entrust their money as possible. Background checks may include a variety of information, including past employment history, regulatory legal actions, and customer complaints.
This information may lead to concerns regarding Charles Belluardo and investment losses that you incurred. We will do everything we can to answer your questions.
DID CHARLES BELLUARDO CAUSE YOU INVESTMENT LOSSES?
Charles Belluardo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Charles Belluardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Charles Belluardo (CRD #2194815) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Charles Belluardo Customer Complaint
Charles Belluardo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to trading activity and a wrap fee account. Charles Belluardo’s customer complaint was settled in favor of the investors.
Charles Belluardo Red Flags & Your Rights As An Investor
Of course, Charles Belluardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Belluardo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Belluardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Belluardo
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Belluardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.