| Read Time: 2 minutes | Wintrust Investments Complaints |

As a client, you choose to entrust your money to a broker you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker.

If you believe Chad Vandenbusch has caused you financial losses, we may be able to help you resolve any issues or concerns you have.


Chad Vandenbusch Of Wintrust Investments LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Chad Vandenbusch of Wintrust Investments LLC?

Chad Vandenbusch (CRD #2580669) who is currently registered with Wintrust Investments LLC and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Chad Vandenbusch Customer Complaints

Chad Vandenbusch has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Chad Vandenbusch’s 2 customer complaints was settled in favor of investor. One of Chad Vandenbusch’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Chad Vandenbusch

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Misrepresentation of structured steepener CDs and non-traded REITs as being safer than investments in conventional equities.
  • Performance of fixed income structured products.

Chad Vandenbusch Red Flags & Your Rights As An Investor

Of course, Chad Vandenbusch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Vandenbusch at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Vandenbusch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Chad Vandenbusch

If you have questions about Wintrust Investments LLC and/or Chad Vandenbusch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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