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Catherine Bartle Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct

Who Is Catherine Bartle Formerly With Wells Fargo Clearing Services?

Catherine Bartle (CRD #1839203) who was formerly registered with Wells Fargo Clearing Services and located in Prior Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Catherine Bartle Customer Complaint

Catherine Bartle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that he was unaware that a change to his annuity rider would negatively impact other features. Catherine Bartle’s customer complaint was denied and, to date, the customers have not taken any further action.

Catherine Bartle Red Flags & Your Rights As An Investor

Of course, Catherine Bartle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Bartle at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Catherine Bartle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Catherine Bartle

If you have questions about Wells Fargo Clearing Services and/or Catherine Bartle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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