| Read Time: 2 minutes | News & Articles |

DID CARTER DAVID MANSBACH CAUSE YOU INVESTMENT LOSSES?

Carter Mansbach Of National Securities Corporation And Formerly With Investacorp, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Carter Mansbach of National Securities Corporation?

Carter Mansbach (CRD #2275878) who is currently registered with National Securities Corporation and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to National Securities Corporation, Carter Mansbach was associated with Investacorp, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Carter Mansbach Customer Complaints

Carter Mansbach has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carter Mansbach’s customer complaints was denied and, to date, the customer has not taken any further action.  There is currently 1 pending customer complaint filed against Carter Mansbach’s current employer National Securities Corporation for investment losses caused by the alleged misconduct.

Allegations Against Carter Mansbach

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Excessive trading.
  • Misrepresentations and unsuitable investment recommendations regarding over-the-counter stocks.

Carter Mansbach Red Flags & Your Rights As An Investor

Of course, Carter Mansbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carter Mansbach at National Securities Corporation and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carter Mansbach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Carter Mansbach

If you have questions about National Securities Corporation, Investacorp, Inc., and/or Carter Mansbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...