| Read Time: 2 minutes |

DID CAROLYN LLOYD-TURBETT CAUSE YOU INVESTMENT LOSSES?

Carolyn Lloyd-Turbett of Kestra Investment Services, LLC, Kestra Advisory Services Has One Customer Complaint For Alleged Broker Misconduct

Who is Carolyn Lloyd-Turbett of Kestra Investment Services, LLC?

Carolyn Lloyd-Turbett (CRD #854161) who is currently registered with Kestra Investment Services, LLC, Kestra Advisory Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Carolyn Lloyd-Turbett Customer Complaint

Carolyn Lloyd-Turbett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his registered representative purchased bonds in his account without authorization. Carolyn Lloyd-Turbett’s customer complaint was denied and the customer did not take any further action.

Carolyn Lloyd-Turbett Red Flags & Your Rights As An Investor

Of course, Carolyn Lloyd-Turbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Lloyd-Turbett at Kestra Investment Services, LLC and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Carolyn Lloyd-Turbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Carolyn Lloyd-Turbett

If you have questions about Kestra Investment Services, LLC, Kestra Advisory Services, and/or Carolyn Lloyd-Turbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...