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Carl Ceder Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Carl Ceder of Merrill Lynch Pierce Fenner & Smith?

Carl Ceder (CRD #1473660) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Century City, California is a subject of one of our many securities industry sales practice abuse investigations.

Carl Ceder Customer Complaints

Carl Ceder has been the subject of 3 customer complaints that we know about. Two of Carl Ceder’s 3 customer complaints were settled in favor of investors. One of Carl Ceder’s customers complaints was denied and, today, the customer has not taken any further action.

Allegations Against Carl Ceder

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The customer alleged Carl Ceder’s misrepresentation and unsuitable investment recommendations.
  • The customer allegesd unauthorized trading by Carl Ceder.
  • The customer alleged Carl Ceder’s unauthorized trading, omissions of material facts and unsuitable investment recommendations.

Carl Ceder Red Flags & Your Rights As An Investor

Of course, Carl Ceder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carl Ceder at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Carl Ceder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Carl Ceder

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Carl Ceder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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