DID BRYAN GABRIEL MAZLIACH CAUSE YOU INVESTMENT LOSSES?
Bryan Mazliach Formerly With WestPark Capital, Laidlaw & Company (UK) And Rockwell Global Capital Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Bryan Mazliach formerly with WestPark Capital?
Bryan Mazliach (CRD #5518438) who was formerly registered with WestPark Capital and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to WestPark Capital, Bryan Mazliach was associated with Laidlaw & Company (UK), Rockwell Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brian Mazliach has also had his share of regulatory problems. In September 2020, became the subject of a FINRA investigation and allegations he excessively and unsuitably traded 5 customer accounts by recommending and executing in their accounts, a high cost, in-and-out trading strategy. There are over 450 transactions generating $187,000 in commissions and fees to the firm, and financial advisor. Brian Mazliach failed to respond to FINRAs requests for documents and information concerning the allegations in connection with its investigation and was subsequently permanently barred from any further association with any firm in any capacity.
Bryan Mazliach Customer Complaints
Bryan Mazliach has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All three of Bryan Mazliach’s 3 customer complaints were settled in favor of investors.
Allegations Against Bryan Mazliach
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged churning, unauthorized and unsuitable trading by Bryan Mazliach.
- Client alleged Bryan Mazliach’s excessive trading and commissions.
- Client alleged unauthorized trading and excessive trading by Bryan Mazliach.
Bryan Mazliach Red Flags & Your Rights As An Investor
Of course, Bryan Mazliach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Mazliach at WestPark Capital, Laidlaw & Company (UK), and Rockwell Global Capital on alert to review carefully the activity and performance of their accounts and question whether Bryan Mazliach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at WestPark Capital, Laidlaw & Company (UK), and Rockwell Global Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At WestPark Capital Due To Bryan Mazliach
If you have questions about WestPark Capital, Laidlaw & Company (UK), Rockwell Global Capital, and/or Bryan Mazliach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.