DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES?
Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Bruce Ward of Cutter & Company, Inc.?
Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Bruce Ward Customer Complaints
Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Bruce Ward
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Improper trading of customer’s account where asset preservation was primary goal.
- Unsuitable recommendation of investment accounts.
Bruce Ward Red Flags & Your Rights As An Investor
Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward
If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.