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Bruce Lacey Formerly With Girard Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Bruce Lacey formerly with Girard Securities, Inc.?

Bruce Lacey (CRD #2853490) who was formerly registered with Girard Securities, Inc. and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations.

Bruce Lacey Customer Complaints

Bruce Lacey has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All of Bruce Lacey’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Bruce Lacey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation about the timing of distribution of funds and illiquidity of investment.
  • Disregard of investment requirements of elderly individual to minimize risk.
  • Failure to play stop-loss orders.

Bruce Lacey Red Flags & Your Rights As An Investor

Of course, Bruce Lacey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Lacey at Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bruce Lacey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Girard Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Girard Securities, Inc. Due To Bruce Lacey

If you have questions about Girard Securities, Inc. and/or Bruce Lacey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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