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Bruce Godke Of Mutual Securities, Inc. And Formerly With National Planning Corporation Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Bruce Godke of Mutual Securities, Inc.?

Bruce Godke (CRD #1733673) who is currently registered with Mutual Securities, Inc. and located in Lenexa, Kansas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Mutual Securities, Inc., Bruce Godke was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Bruce Godke Customer Complaints

Bruce Godke has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Bruce Godke’s 4 customer complaints were settled in favor of investors. Two of Bruce Godke’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Bruce Godke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Violation of Kansas Uniform Securities Act related to, investment advisory accounts.
  • Unreasonable delay in processing and annuity transfer.
  • Unsuitable recommendation of variable annuity, investment.
  • Unsuitable recommendations of investments in clients portfolio.

Bruce Godke Red Flags & Your Rights As An Investor

Of course, Bruce Godke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Godke at Mutual Securities, Inc. and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Bruce Godke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Bruce Godke

If you have questions about Mutual Securities, Inc., National Planning Corporation, and/or Bruce Godke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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