DID BRIAN NEIL SLADE CAUSE YOU INVESTMENT LOSSES?
Brian Slade Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Slade of LPL Financial LLC?
Brian Slade (CRD #4073310) who is currently registered with LPL Financial LLC and located in South Jordan, Utah is a subject of one of our many securities industry sales practice abuse investigations.
Brian Slade Customer Complaint
Brian Slade has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Slade was involved with her at ex-husband making unauthorized withdrawals from her retirement account. Brian Slade’s customer complaint was denied and, to date, the customer has not taken any further action.
Brian Slade Red Flags & Your Rights As An Investor
Of course, Brian Slade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Slade at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Slade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brian Slade
If you have questions about LPL Financial LLC and/or Brian Slade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.