DID BRIAN JAMES SAMEC CAUSE YOU INVESTMENT LOSSES?
Brian Samec Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Samec of Northwestern Mutual Investment Services, LLC?
Brian Samec (CRD #4254156) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Minneapolis is a subject of one of our many securities industry sales practice abuse investigations.
Brian Samec Customer Complaint
Brian Samec has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Samec made unsuitable investment recommendations with respect to rollover of a 401(k) and IRA to a Northwestern Mutual advisory account which was improperly managed causing investment losses. Brian Samec’s customer complaint was denied and, to date, the customer has not taken any further action.
Brian Samec Red Flags & Your Rights As An Investor
Of course, Brian Samec did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Samec at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Samec has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Brian Samec
If you have questions about Northwestern Mutual Investment Services, LLC and/or Brian Samec and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.