DID BRIAN RADOO CAUSE YOU INVESTMENT LOSSES?
Brian Radoo Formerly With Union Capital Company and Next Financial Group, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct
Brian Radoo Customer Complaints
Brian Radoo has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by the advisors’ former employers favor the investors. The brokerage firms denied 3 other customer complaints in the investors took no further action. There are currently 2 FINRA arbitration proceedings that were recently filed and still pending against Financial Group for Brian Radoo’s alleged misconduct.
Allegations Against Brian Radoo
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Recommendation of investment outside brokerage firm and cannabis cultivation company in violation of FINRA rules.
- Unsuitable recommendation of fixed annuity.
- Unauthorized addition to investment and fixed annuity.
- Unsuitable recommendation the misrepresentation related to liquidity of an auction rate security.
- Failure to follow client’s instructions.
- Unsuitable recommendation for IT investment.
- Unsuitable recommendation of investments in non-traded real estate investment trusts.
Brian Radoo Red Flags & Your Rights As An Investor
Of course, Brian Radoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Radoo at Union Capital Company and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Radoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and Next Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Union Capital Company Due To Brian Radoo
If you have questions about Union Capital Company, Next Financial Group, Inc. and/or Brian Radoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.