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Brian Michael Jackson of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Brian M. Jackson of Wells Fargo Clearing Services, LLC?

Brian Jackson (CRD #4733834) who is currently registered with Wells Fargo Clearing Services, LLC and located in Purchase, NY is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Brian Jackson was associated with David Lerner Associates with a history of customer complaints and securities industry regulatory problems.

Brian Jackson Customer Complaints

In his career, Brian Jackson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. There is currently one pending customer complaint filed against Wells Fargo Clearing Services, LLC for investment losses caused by Brian Jackson’s alleged misconduct.

Allegations Against Brian Jackson

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Customer alleges at maturity of one product funds were moved into another product without his consent.

Brian Jackson Red Flags & Your Rights As An Investor

Of course, Brian Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Jackson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Wells Fargo Clearing Services, LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC

If you have questions about Wells Fargo Clearing Services, LLC and/or Brian Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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