DID BRIAN DONALDSON CAUSE YOU INVESTMENT LOSSES?
Brian Donaldson Of UBS Financial Services Inc. Has One Customer Complaint For Alleged Broker Misconduct
Who is Brian Donaldson of UBS Financial Services Inc.?
Brian Donaldson (CRD #2503258) who is currently registered with UBS Financial Services Inc. and located in La Jolla, California is a subject of one of our many securities industry sales practice abuse investigations.
Brian Donaldson Customer Complaint
Brian Donaldson has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Brian Donaldson’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Brian Donaldson Red Flags & Your Rights As An Investor
Of course, Brian Donaldson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Donaldson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Donaldson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brian Donaldson
If you have questions about UBS Financial Services Inc. and/or Brian Donaldson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.