DID BRIAN R O’CONNOR CAUSE YOU INVESTMENT LOSSES?
Brian Connor Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Connor of Merrill Lynch Pierce Fenner & Smith?
Brian Connor (CRD #1910395) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Fairfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.
Brian Connor Customer Complaint
Brian Connor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unsuitable investment recommendations. Brian Connor’s customer complaint was denied and, to date, the customer has not taken any further action.
Brian Connor Red Flags & Your Rights As An Investor
Of course, Brian Connor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Connor at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Brian Connor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Brian Connor
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Brian Connor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.