DID BRETT BARBOUR WHITTEN CAUSE YOU INVESTMENT LOSSES?
Brett Whitten Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Brett Whitten of UBS Financial Services Inc.?
Brett Whitten (CRD #1739031) who is currently registered with UBS Financial Services Inc. and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations.
Brett Whitten Customer Complaint
Brett Whitten has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brett Whitten failed to play stoploss orders on CRM position resulting in margin calls and losses. The customer complaint filed against Brett Whitten’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Brett Whitten Red Flags & Your Rights As An Investor
Of course, Brett Whitten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Whitten at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Whitten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brett Whitten
If you have questions about UBS Financial Services Inc. and/or Brett Whitten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.