DID BRETT ANTHONY LEMKE CAUSE YOU INVESTMENT LOSSES?
Brett Lemke Formerly With USAA Financial Advisors And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Brett Lemke formerly with USAA Financial Advisors?
Brett Lemke (CRD #6354840) who was formerly registered with USAA Financial Advisors and located in Addison, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to USAA Financial Advisors, Brett Lemke was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brett Lemke Customer Complaint
Brett Lemke has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged he was misled regarding a rollover of inherited stock from an employer sponsored plan. Customer alleged that instead of placing the funds into a beneficiary IRA, the rollover was deposited to a traditional IRA. Brett Lemke’s customer complaint was denied and, to date, the customer has not taken any further action.
Brett Lemke Red Flags & Your Rights As An Investor
Of course, Brett Lemke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Lemke at USAA Financial Advisors and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brett Lemke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USAA Financial Advisors and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At USAA Financial Advisors Due To Brett Lemke
If you have questions about USAA Financial Advisors, Edward Jones, and/or Brett Lemke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.