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Brett Hartvigson Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Brett Hartvigson of Independent Financial Group, LLC?

Brett Hartvigson (CRD #2263087) who is currently registered with Independent Financial Group, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.

Brett Hartvigson Customer Complaints

Brett Hartvigson has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. All 4 of Brett Hartvigson’s customer complaints were settled in favor of investors.

Allegations Against Brett Hartvigson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Overconcentration in alternative REIT and business development Company investments.
  • Unsuitable recommendation to purchase fixed annuities, and life insurance.
  • Failure to inform customer of risk involved in purchasing variable universal life insurance policy.
  • Unsuitable recommendation of variable reversal life insurance policy.

Brett Hartvigson Red Flags & Your Rights As An Investor

Of course, Brett Hartvigson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Hartvigson at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brett Hartvigson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brett Hartvigson

If you have questions about Independent Financial Group, LLC and/or Brett Hartvigson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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