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Brent Miller Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Brent Miller of NYLIFE Securities?

Brent Miller (CRD #3235039) who is currently registered with NYLIFE Securities and located in Sioux Falls, South Dakota is a subject of one of our many securities industry sales practice abuse investigations.

Brent Miller Customer Complaint

Brent Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that two withdrawals from her variable annuity were used to establish an unauthorized MainStay account in the amount of $40,000 and the purchase a new variable annuity in which she incurred an upfront surcharge of over $4,000. The customer requested a reimbursement of all fees involved in the transaction.  Brent Miller’s customer complaint was settled in favor of the investors.

Brent Miller Red Flags & Your Rights As An Investor

Of course, Brent Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Miller at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brent Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Brent Miller

If you have questions about NYLIFE Securities and/or Brent Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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