DID BRENT LANE CAUSE YOU INVESTMENT LOSSES?
Brent Lane Of UBS Financial Services Inc. And Formerly With Credit Suisse Securities (USA) LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Brent Lane of UBS Financial Services Inc.?
Brent Lane (CRD #4858405) who is currently registered with UBS Financial Services Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Brent Lane was associated with Credit Suisse Securities (USA) LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brent Lane Customer Complaints
Brent Lane has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Brent Lane’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Brent Lane’s current employer UBS Financial Services Inc.’s for investment losses caused by the alleged misconduct.
Allegations Against Brent Lane
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable and misrepresented investment in an options overlay strategy.
- Misrepresentations and recommendations of an unsuitable option strategy.
Brent Lane Red Flags & Your Rights As An Investor
Of course, Brent Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Lane at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brent Lane
If you have questions about UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC and/or Brent Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.