| Read Time: 2 minutes |


Brent Bunger Of Lion Street Financial, LLC And Formerly With NFP Advisor Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Brent Bunger of Lion Street Financial, LLC?

Brent Bunger (CRD #1488149) who is currently registered with Lion Street Financial, LLC and located in Los Gatos, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, LLC, Brent Bunger was associated with NFP Advisor Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Brent Bunger Customer Complaints

Brent Bunger has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Brent Bunger’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Brent Bunger’s former employer Legacy Capital Group California, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Brent Bunger

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations, material misrepresentations and claims of elderly abuse.
  • Fraud, negligent misrepresentation, negligent infliction of emotional distress, breach of fiduciary duty, negligence, and claims of elderly abuse related to insurance, mutual funds, options, and real estate securities.

Brent Bunger Red Flags & Your Rights As An Investor

Of course, Brent Bunger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Brent Bunger at Lion Street Financial, LLC and NFP Advisor Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Bunger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC and NFP Advisor Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Brent Bunger

If you have questions about Lion Street Financial, LLC, NFP Advisor Services, LLC and/or Brent Bunger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars