DID BRADLEY ERIC HYLDAHL CAUSE YOU INVESTMENT LOSSES?
Bradley Hyldahl Of UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Bradley Hyldahl of UBS Financial Services?
Bradley Hyldahl (CRD #2316936) who is currently registered with UBS Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.
Bradley Hyldahl Customer Complaints
Bradley Hyldahl has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Bradley Hyldahl’s 3 customer complaints was settled in favor of investors. Two of Bradley Hyldahl’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Bradley Hyldahl
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that Bradley Hyldahl provided unsuitable investment advice.
- The client’s attorney alleged the financial advisors recommended unsuitable securities given the customer’s age, investment objective and investment experience. The client’s attorney further alleged the Bradley Hydahl switched the client from one mutual fund to another when there was no legitimate investment purpose for the switch.
- The client alleged his instructions to liquidate his securities were not followed by Bradley Hyldahl.
Bradley Hyldahl Red Flags & Your Rights As An Investor
Of course, Bradley Hyldahl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Hyldahl at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bradley Hyldahl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Bradley Hyldahl
If you have questions about UBS Financial Services and/or Bradley Hyldahl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.