DID BRADD LAWRENCE CUPPELS CAUSE YOU INVESTMENT LOSSES?
Bradd Cuppels Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Bradd Cuppels of UBS Financial Services Inc.?
Bradd Cuppels (CRD #1815527) who is currently registered with UBS Financial Services Inc. and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Bradd Cuppels Customer Complaint
Bradd Cuppels has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradd Cuppels made an unsuitable securities recommendation based on financial goals and investment objectives related to variable annuities. The customer complaint filed against Bradd Cuppels’ current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Bradd Cuppels Red Flags & Your Rights As An Investor
Of course, Bradd Cuppels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradd Cuppels at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradd Cuppels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Bradd Cuppels
If you have questions about UBS Financial Services Inc. and/or Bradd Cuppels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.