DID BERGE AVEDISIAN CAUSE YOU INVESTMENT LOSSES?
Berge Avedisian Of Avantax Investment Services, Inc. And Formerly With 1st Global Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Berge Avedisian of Avantax Investment Services, Inc.?
Berge Avedisian (CRD #2750210) who is currently registered with Avantax Investment Services, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Inc., Berge Avedisian was associated with 1st Global Capital Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Berge Avedisian Customer Complaints
Berge Avedisian has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Berge Avedisian’s 2 customer complaints was settled in favor of investors. One of Berge Avedisian’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Berge Avedisian
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investments in 2 non-traded REITs, and 1 business development company.
- Unsuitable investment recommendation of a variable annuity.
Berge Avedisian Red Flags & Your Rights As An Investor
Of course, Berge Avedisian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Berge Avedisian at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Berge Avedisian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Berge Avedisian
If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Berge Avedisian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.