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Benjamin Benoit Lowder Jr formerly with MSI Financial Services, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct In the Past 3 Years

Who is Benjamin B. Lowder Jr formerly with MSI Financial Services, Inc.?

Benjamin Lowder (CRD #3014106) who was formerly registered with MSI Financial Services, Inc. and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to MSI Financial Services, Inc., Benjamin Lowder was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Not only has Benjamin Lowder’s employers had problems with the regulators, but he was recently barred by FINRA from any further association with any member firm in any capacity. This disciplinary action arose out of one of FINRA’s 8210 investigations into the number of customer complaints filed against him. Apparently, Benjamin Lowder refused to cooperate with the investigation and instead consented to the sanction of permanent bar.

MSI Financial Services, Inc. Broker Misconduct

In his career, Benjamin Lowder has been the subject of 7 customer complaints that we know about, all of those complaints were filed in the last 3 years to recover investment losses. All 7 customer complaints filed against Benjamin Lowder’s former employer MSI Financial Services, Inc. for investment losses caused by his alleged misconduct are currently pending.

Allegations Against Benjamin Lowder

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Plaintiffs alleged Unfair and Deceptive Trade Practices and North Carolina securities act violations regarding investor’s recommendation that he invest in a private securities transaction. 
  • The plaintiff alleged Unfair and Deceptive Trade Practice and North Carolina securities law violations connection with a fraud induced an investment in a fictitious entity.

Benjamin Lowder Red Flags & Your Rights As An Investor

Of course, Benjamin Lowder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Lowder at MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Lowder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MSI Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MSI Financial Services, Inc.

If you have questions about MSI Financial Services, Inc. and/or Benjamin Lowder and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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