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Barry David Horowitz formerly with Lincoln Financial Securities Corporation Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Barry D. Horowitz formerly with Lincoln Financial Securities Corporation?

Barry Horowitz (CRD #2651525) who was formerly registered with Lincoln Financial Securities Corporation and located in Glastonbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  

Lincoln Financial Securities Corporation Broker Misconduct

In his career, Barry Horowitz has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses.

One of Barry Horowitz’s 2 customer complaints was settled in favor of investors for $1.2 million. There is currently one pending customer complaint filed against Barry Horowitz’s former employer Lincoln Financial Securities Corporation for investment losses caused by his alleged misconduct.

Allegations Against Barry Horowitz

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants allege that Barry Horowitz improperly referred them to an individual who was a known, fraud, start and who solicited claimants to purchasing a promissory note that was never repaid.  This claim would settle for $1.2 million and Barry Horowitz contributed $800,000 to the settlement.
  • Another claimant made similar allegations and his arbitration claim for over $1 million is pending.

Barry Horowitz Red Flags & Your Rights as An Investor

Of course, Barry Horowitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Horowitz at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barry Horowitzhas engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Lincoln Financial Securities Corporationabout Barry Horowitzalso raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Lincoln Financial Securities Corporation  

If you have questions about Lincoln Financial Securities Corporation and/or Barry Horowitz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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