DID BARRY BRIAN HESSE CAUSE YOU INVESTMENT LOSSES?
About Barry Hesse Of Thrivent Investment Management Inc.?
Barry Hesse (CRD #2652246) , located in Jonesboro, Arkansas, has been a registered broker with Thrivent Investment Management Inc., located since November 1995. Over his career, he has demonstrated long-term commitment to a single firm, showing stability in his professional endeavors. Hesse is registered with one Self-Regulatory Organization and is licensed in 25 U.S. states and territories. He has passed three general industry/product exams and two multi-state securities law exams, enabling him to operate across a broad geographic spectrum. Hesse’s experience is notable for his enduring affiliation with Thrivent Investment Management, suggesting deep integration and expertise within his firm.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Barry Hesse Customer Complaints and Reviews
Barry Hesse has experienced the following negative disclosures in his professional career:
- Customer Dispute (1 Incident): This dispute was filed due to allegations of failure to execute sell orders in January 2022 and unauthorized purchase of shares on the same day, with the complainant alleging damages of $116,339.85. The complaint was received on June 16, 2023, and was subsequently denied on September 19, 2023.
Allegations Against Barry Hesse
- Execution and Authorization: The specific allegations against Hesse include failing to execute requested sell orders which resulted in unrealized market losses for the client and making unauthorized purchases of shares. These allegations were addressed, and the complaint was ultimately denied, suggesting the claims were not substantiated enough to warrant action against Hesse.
Barry Hesse Red Flags & Your Rights As An Investor
Of course, Barry Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hesse at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Barry Hesse
If you have questions about Thrivent Investment Management Inc. and/or Barry Hesse the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...