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Barry Eisenberg Of Alexander Capital, L.P. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Barry Eisenberg of Alexander Capital?

Barry Eisenberg (CRD #2313107) who is currently registered with Alexander Capital, L.P. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Barry Eisenberg has also been the subject of an investigation by the United States Securities and Exchange Commission for allegedly violating the Securities Exchange Act of 1934. It was alleged that he failed to adequately supervise activities at the brokerage firm where he worked. He consented to a sanction of not acting in the supervisory capacity in any brokerage firm for a period of 5 years and a fine of $15,000.

Barry Eisenberg Customer Complaints

Barry Eisenberg has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Barry Eisenberg’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Alexander Capital, L.P. for investment losses caused by Barry Eisenberg’s alleged misconduct.

Allegations Against Barry Eisenberg

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Barry Eisenberg’s alleged failure to supervise.
  • Failure to supervise allegedly by Barry Eisenberg.

Barry Eisenberg Red Flags & Your Rights As An Investor

Of course, Barry Eisenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Eisenberg at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Barry Eisenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Barry Eisenberg

If you have questions about Alexander Capital, L.P. and/or Barry Eisenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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