DID BARRETT C. BRIGHTWELL CAUSE YOU INVESTMENT LOSSES?
Barrett Brightwell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Barrett Brightwell (CRD #4973342) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.
Barrett Brightwell Customer Complaints
Barrett Brightwell has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Barrett Brightwell’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Barrett Brightwell
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow customers instructions.
- Misrepresentations related to a variable annuity, investment.
Barrett Brightwell Red Flags & Your Rights As An Investor
Of course, Barrett Brightwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barrett Brightwell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barrett Brightwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barrett Brightwell
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barrett Brightwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.