| Read Time: 2 minutes | Cambridge Investment Research Complaints |

DID BARBRA ROBIN SHAFFER CAUSE YOU INVESTMENT LOSSES?

Barbra Shaffer Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With National Securities And National Asset Management Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Barbra Shaffer of Cambridge Investment Research?

Barbra Shaffer (CRD #1700153) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Barbra Shaffer was associated with National Securities, National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Barbra Shaffer Customer Complaints

Barbra Shaffer has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbra Shaffer’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities for investment losses caused by Barbra Shaffer’s alleged misconduct.

Allegations Against Barbra Shaffer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that Barbra Shaffer misrepresented provisions of variable annuity contract sold.
  • Barbra Shaffer alleged suitability and breach of fiduciary duty.
  • Unauthorized trading allegedly by Barbra Shaffer.

Barbra Shaffer Red Flags & Your Rights As An Investor

Of course, Barbra Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbra Shaffer at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Barbra Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Barbra Shaffer

If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, National Asset Management, National Securities, and/or Barbra Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...