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Barbara Koppelkiernan of MML Investors Services, LLC And Formerly With MetLife Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Barbara Koppelkiernan of MML Investors Services, LLC?

Barbara Koppelkiernan (CRD #1358170) who is currently registered with MML Investors Services, LLC and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Barbara Koppelkiernan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Barbara Koppelkiernan Customer Complaints

Barbara Koppelkiernan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbara Koppelkiernan’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Barbara Koppelkiernan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that Barbara Koppelkiernan accepted and performed transactions utilizing documents that contained signature discrepancies. The transactions involved a non-variable life insurance policy.
  • The complainant alleges that the variable life insurance policy that Barbara Koppelkiernan sold to him wasn’t suitable.

Barbara Koppelkiernan Red Flags & Your Rights As An Investor

Of course, Barbara Koppelkiernan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Koppelkiernan at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Barbara Koppelkiernan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Barbara Koppelkiernan

If you have questions about MML Investors Services, LLC, MSI Financial Services, and/or Barbara Koppelkiernan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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