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Audrey Croft Of Ameriprise Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Audrey Croft of Ameriprise Financial Services?

Audrey Croft (CRD #4178028) who is currently registered with Ameriprise Financial Services and located in Roswell, Georgia is a subject of one of our many securities industry sales practice abuse investigations.

Audrey Croft Customer Complaints

Audrey Croft has been the subject of 3 customer complaints that we know about. Two of Audrey Croft’s 3 customer complaints were settled in favor of investors. One of Audrey Croft’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Audrey Croft

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Audrey Croft misrepresented the surrender charges, premium payments and product type on a Variable Universal Life insurance policy purchased.
  • Clients alleged Audrey Croft did not disclose surrender charges and full products details for VUL policies purchased.
  • The client alleged Audrey Croft’s recommendation to purchase a variable universal life insurance was not suitable for their financial goals and objectives.

Audrey Croft Red Flags & Your Rights As An Investor

Of course, Audrey Croft did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Audrey Croft at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Audrey Croft has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Audrey Croft

If you have questions about Ameriprise Financial Services and/or Audrey Croft and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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