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Aubrey Parker Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Aubrey Parker of Wells Fargo Clearing Services, LLC?

Aubrey Parker (CRD #2454088) who is currently registered with Wells Fargo Clearing Services, LLC and located in Stone Mountain, Georgia 30087 is a subject of one of our many securities industry sales practice abuse investigations.  

Aubrey Parker Customer Complaints

Aubrey Parker has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Aubrey Parker’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Aubrey Parker’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct.

Allegations Against Aubrey Parker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Aubrey Parker took orders from customers son without customer’s authorization.
  • Misrepresentation by Aubrey Parker with respect to recommended securities transactions.

Aubrey Parker Red Flags & Your Rights As An Investor

Of course, Aubrey Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aubrey Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aubrey Parker

If you have questions about Wells Fargo Clearing Services, LLC and/or Aubrey Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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