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Aslie Cruz Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Aslie Cruz of GMS Group?

Aslie Cruz (CRD #4787743) who is currently registered with GMS Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Aslie Cruz Customer Complaints

Aslie Cruz has been the subject of 2 customer complaints that we know about. One of Aslie Cruz’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against GMS Group for investment losses caused by Aslie Cruz’s alleged misconduct.

Allegations Against Aslie Cruz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Aslie Cruz’s unsuitable recommendations of Beaver County PA Pollution Control bonds, and Ohio State Water Development Pollution Control Bonds.
  • Clients alleged Aslie Cruz’s unsuitability, breach of contractual and fiduciary obligations, negligent misrepresentation and omission, negligence from inception of account to present.

Aslie Cruz Red Flags & Your Rights As An Investor

Of course, Aslie Cruz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aslie Cruz at GMS Group on alert to review carefully the activity and performance of their accounts and question whether Aslie Cruz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At GMS Group Due To Aslie Cruz

If you have questions about GMS Group and/or Aslie Cruz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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