DID ART F CARDENAS CAUSE YOU INVESTMENT LOSSES?
Art Cardenas Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Art Cardenas of LPL Financial?
Art Cardenas (CRD #3208265) who is currently registered with LPL Financial and located in Rancho Cucamonga, California is a subject of one of our many securities industry sales practice abuse investigations.
Art Cardenas Customer Complaint
Art Cardenas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, which caused a loss in their account. Art Cardenas’ customer complaint was denied and, to date, the customers have not taken any further action.
Art Cardenas Red Flags & Your Rights As An Investor
Of course, Art Cardenas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Art Cardenas at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Art Cardenas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Art Cardenas
If you have questions about LPL Financial and/or Art Cardenas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.