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Antoine Souma Of Insigneo Securities, LLC And Formerly With Morgan Stanley And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Antoine Souma of Insigneo Securities, LLC?

Antoine Souma (CRD #4210987) who is currently registered with Insigneo Securities, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Insigneo Securities, LLC, Antoine Souma was associated with Morgan Stanley, J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Antoine Souma Customer Complaints

Antoine Souma has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  One of Antoine Souma’s 2 customer complaints was settled in favor of investor. One of Antoine Souma’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Antoine Souma

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Exercise of discretion, excessive and unsuitable trading, falsified performance reports, and breach of fiduciary duty, breach of contract, constructive fraud, in violation of state and federal securities laws resulting in a settlement of over $14 million.
  • Unsuitable recommendation of alternative investments.

Antoine Souma Red Flags & Your Rights As An Investor

Of course, Antoine Souma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Souma at Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Antoine Souma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Insigneo Securities, LLC Due To Antoine Souma

If you have questions about Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC and/or Antoine Souma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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