DID ANTHONY JOHN ROBERT PUCCI CAUSE YOU INVESTMENT LOSSES?
Anthony Pucci Of Craft Capital Management LLC And Formerly With Aegis Capital Corp., First Standard Financial Company LLC And Laidlaw & Company (UK) Ltd. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Anthony Pucci of Craft Capital Management LLC?
Anthony Pucci (CRD #6120523) who is currently registered with Craft Capital Management LLC and located in Garden City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Craft Capital Management LLC, Anthony Pucci was associated with Aegis Capital Corp., First Standard Financial Company LLC, Laidlaw & Company (UK) Ltd. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Anthony Pucci Customer Complaints
Anthony Pucci has been the subject of2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Anthony Pucci’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Anthony Pucci’s former employer Aegis Capital Corp. for investment losses caused by the alleged misconduct.
Allegations Against Anthony Pucci
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations and strategy in breach of fiduciary duty and contract.
- Unsuitable investment recommendations.
Anthony Pucci Red Flags & Your Rights As An Investor
Of course, Anthony Pucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Pucci at Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Anthony Pucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Craft Capital Management LLC Due To Anthony Pucci
If you have questions about Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, Laidlaw & Company (UK) Ltd. and/or Anthony Pucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.